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Radar lists the top do’s and don’ts from technology experts.
Securities and Exchange Commission Chairman Jay Clayton has warned firms they are being scored on their culture, and that misleading behavior will land tougher and more drawn-out regulatory action.
The emergence of Deferred Prosecution Agreements (DPA) across a significant number of new jurisdictions is putting compliance staff at multinationals under more pressure than ever to shore up their risk mitigation systems and avoid any potential corporate prosecution.
Once admired for stability, British politics is enduring its most turbulent period in living memory and has left the capital markets on edge. Radar meets Shadow City Minister Jonathan Reynolds, the man hoping to instil some calm into London’s financial services sector.
Radar talks to artificial intelligence expert Dr Patrick McSharry of Oxford University about big data, machine learning in finance and politics, and damned lies and statistics.
The mere thought of the European Union’s incoming flagship data protection law is enough to make compliance and HR professionals break out in a cold sweat.
Some chatroom banter that slipped through the net.
Culture is at the heart of the new SMCR regime.
Radar sits down with one of London’s top legal problem solvers, Tim Dolan, financial services partner at Reed Smith, to find out what makes him tick, and where he sees the sector moving in the coming years.
A fireside chat with the PricewaterhouseCoopers Market Abuse and Surveillance team about the burning questions that need attention from the Radar editors.
US regulator finds email supervision an obvious and basic compliance failure – “find it first and report it” is the experts’ advice.
Nick Hammond, lead adviser for financial services at World Wide Technology and former global head of networks at Barclays, outlines how risk and compliance can adapt to the complex cloud-computing environment.
Radar takes time out with the compliance professional, Sophie Boyle, who is always on the front and second line at an established alternative asset manager in London.
A technological arms race is being waged with three titans positioning themselves to be the cloud provider of choice for the biggest banks on Wall Street.