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Big data is as essential to financial services as the internet itself once was, yet so many firms still get cannot get to grips with data management. Radar goes in search of the perfect enterprise data lake.
Radar met Scott Bauguess, deputy chief economist and deputy director, Division of Economic and Risk Analysis at the Securities and Exchange Commission, to talk big data, machine learning, and AI in compliance and filing.
Radar meets the new CEO of Saxo Capital Markets, and finds him determined to help clean up online trading as well as getting a few things off his chest.
Radar lists the top do’s and don’ts from technology experts.
A new toolkit from the Financial Stability Board (FSB) contains plenty of familiar weapons in an arsenal designed to combat misconduct and redirect enforcement to individuals rather than firms.
Securities and Exchange Commission Chairman Jay Clayton has warned firms they are being scored on their culture, and that misleading behavior will land tougher and more drawn-out regulatory action.
The emergence of Deferred Prosecution Agreements (DPA) across a significant number of new jurisdictions is putting compliance staff at multinationals under more pressure than ever to shore up their risk mitigation systems and avoid any potential corporate prosecution.
Trader talk under microscope again as firms face new pressure to cut out insider dealing.
Once admired for stability, British politics is enduring its most turbulent period in living memory and has left the capital markets on edge. Radar meets Shadow City Minister Jonathan Reynolds, the man hoping to instil some calm into London’s financial services sector.
Radar talks to artificial intelligence expert Dr Patrick McSharry of Oxford University about big data, machine learning in finance and politics, and damned lies and statistics.
The mere thought of the European Union’s incoming flagship data protection law is enough to make compliance and HR professionals break out in a cold sweat.
Some chatroom banter that slipped through the net.
Culture is at the heart of the new SMCR regime.
Radar sits down with one of London’s top legal problem solvers, Tim Dolan, financial services partner at Reed Smith, to find out what makes him tick, and where he sees the sector moving in the coming years.
A fireside chat with the PricewaterhouseCoopers Market Abuse and Surveillance team about the burning questions that need attention from the Radar editors.
(Or, how to spot rogue trading and save your firm tens of millions of dollars.)